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D’souza, A.

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  • Zero-tillage is a proven technology for sustainable wheat intensification in the Eastern Indo-Gangetic Plains: what determines farmer awareness and adoption?
    (Springer Verlag, 2017) Keil, A.; D’souza, A.; Mcdonald, A.
    In India, there is increasing recognition among policy-makers of the largely untapped potential of the Eastern Indo-Gangetic Plains (IGP) for meeting state- and national-level food needs. Zero-tillage (ZT) is a proven technology for enhancing wheat productivity and, hence, food security in the IGP, while reducing production costs – a ‘win-win’ scenario that should support rapid technology scaling even though adoption remains modest to date. In order to inform policies and derive recommendations for a more effective extension strategy, this study investigated determinants of ZT adoption in the Eastern IGP using a random sample of 1000 wheat-growing households from Bihar, stratified by ZT adoption status. We corrected for potential non-exposure bias by using a two-stage estimation procedure that differentiates between factors affecting farmers’ awareness of ZT and those affecting adoption conditional on awareness. Owing to the relatively nascent stage of ZT diffusion in the area, we emphasized the role of information in the adoption process, including social networks, whereby we allowed for endogenous and exogenous network effects. Only 44% of sample households knew about ZT technology, and there was substantial scale bias in favor of larger scale farmers both with respect to awareness and adoption. Both the adoption behavior and characteristics of the respondents’ network members influenced their own awareness and adoption of ZT, particularly among farmers in the smallest landholding tercile. Farmers valued the time-saving potential of ZT, especially under conditions of increasingly unreliable monsoon rains resulting in a delayed rice crop and, consequently, late establishment of wheat which reduces yield. The fact that most farmers accessed ZT via custom-hire services was accounted for in the model, and the importance of proximate service providers confirmed. We conclude that there is need for further awareness-raising campaigns for ZT technology, whereby, apart from mass media, agricultural extension should use contact farmers belonging to different social strata for effective within-village diffusion of messages, especially to the poorer farmers. The social inclusiveness of ZT use can be enhanced by supporting the emergence of more ZT service providers and by developing business models that lower the transaction costs of servicing smaller farms.
    Publication
  • Growing the service economy for sustainable wheat intensification in the Eastern Indo - Gangetic Plains: lessons from custom hiring services for zero-tillage
    (Springer Verlag, 2016) Keil, A.; D’souza, A.; Mcdonald, A.
    Zero-tillage (ZT) is a proven technology for enhancing wheat productivity and, hence, food security in the Indo-Gangetic Plains, while reducing production costs. However, very few farmers possess their own tractors much less the specialized seed drills required to implement the technology. As a consequence, adoption of ZT largely hinges on affordable access to custom hire services. In Eastern India, the service economy for ZT is expanding, but remains in the early stages of growth. ZT service businesses remain largely uncharacterized, and related business dynamics poorly understood. To address this knowledge gap and derive recommendations for an efficient targeting of public sector support for those service providers (SPs) who are poised for growth, we identified factors that influence ZT entrepreneurship, encompassing new business formation and the resulting scale of the enterprise. We used data from a census of 270 ZT SPs in Bihar, as documented by the Cereal Systems Initiative for South Asia (CSISA). To identify determinants of engaging in ZT service provision, the data were pooled with those of 1000 randomly-selected wheat farmers located in the same districts. We applied Heckman’s two-step estimation procedure to derive unbiased estimates of determinants of the scale of the ZT service businesses. ZT SPs are generally larger, tractor-owning farmers who have taken up service provision as a side business since 2010 or later. Only 8.3 % of the surveyed farm households owned a tractor, demonstrating the importance of service provision for accessing ZT and other mechanization technologies. ZT SPs expanded their businesses considerably from 2011 to 2012 to an average total of 20 clients and 50 ha serviced per SP. However, larger areas were primarily achieved by servicing larger client farms. Well-educated farmers with larger land holdings and extensive social networks are most likely to become ZT SPs. However, among this stratum, the relatively smaller scale farmers were most likely to provide services at a sizeable scale. To efficiently accelerate the spread of ZT technology, we conclude that these smaller-scale tractor-owning farmers are the most sensible targets for purchase subsidies on ZT drills as well as the primary audience for business development training. Since a considerable fraction of the ZT area expansion resulted from service provision to larger client farms, there is a need to develop business models that enhance the social inclusiveness of ZT services by reducing the transaction costs of reaching smallholders.
    Publication
  • Zero-tillage as a pathway for sustainable wheat intensification in the Eastern Indo-Gangetic Plains: does it work in farmers’ fields?
    (Springer Verlag, 2015) Keil, A.; D’souza, A.; Mcdonald, A.
    In controlled-condition field trials across South Asia, zero-tillage (ZT) has demonstrated considerable scope for enhancing wheat productivity in the Indo-Gangetic Plains (IGP) while using less energy and irrigation water. However, studies that quantify the impact of ZT in farmers’ fields are scarce, especially in the less productive and densely populated Eastern IGP, an area that the Indian government is targeting for investment to address current and future food insecurity. Furthermore, a recent global meta-analysis has questioned the yield benefits of ZT, especially when permanent soil cover with crop residues is not maintained. To assess the realworld performance of ZT wheat in Eastern India, we quantified the productivity impact of current ZT practices in the State of Bihar, based on a random sample of 1000 wheatgrowing households, stratified by ZT adoption status. Cobb- Douglas stochastic production frontiers estimated the effect of ZT on wheat output while controlling for potential selection bias between ZT users and non-users regarding crop management. In contrast to the global meta-analysis,we found that the prevailing ZT practices without full residue retention led to a robust yield gain over conventional-tillage wheat across different agro-ecological zones, amounting to 498 kg ha−1 (19 %), on average. The economic benefit from ZT related yield increase and cost savings in wheat production amounted to 6%of total annual income among sampled households.We conclude that ZT users reap substantial benefits, and that ZT technology could play a major role in making Bihar selfsufficient in wheat. To increase access to the technology among smallholders, an expansion of the network of ZT service providers is essential and can be supported through targeted policies and development interventions.
    Publication